PIPE and capital formation services

PIPE & Capital Formation

Arranging private investment in public equity and structured capital solutions to support SPAC business combinations and growth financing.

PIPE and Capital Formation

Securing adequate capital is critical to a successful de-SPAC transaction. Aetherium Acquisition Corp structures and arranges PIPE financing and complementary capital solutions that satisfy minimum cash conditions, fund post-merger growth initiatives, and signal institutional confidence to the broader market.

PIPE Structuring

  • Institutional Outreach: Accessing a global network of long-only funds, hedge funds, sovereign wealth funds, and family offices with appetite for pre-IPO and PIPE investments.
  • Term Negotiation: Structuring PIPE subscriptions with terms that balance investor protections, registration rights, and sponsor economics.
  • Regulatory Compliance: Ensuring all private placement documentation complies with Regulation D, Regulation S, and applicable blue sky laws.
  • Anchor Investor Strategy: Identifying and securing cornerstone investors whose participation anchors the capital raise and signals deal quality.

Alternative Capital Solutions

Convertible Notes Structuring convertible debt instruments that provide bridge financing while offering investors equity upside upon conversion.

Forward Purchase Agreements Arranging forward purchase commitments from institutional sponsors to backstop potential trust redemptions.

Backstop Facilities Negotiating non-redemption agreements and backstop arrangements that ensure minimum cash proceeds at closing.

Capital Markets Positioning

Investor Presentation Materials Developing institutional-quality investor presentations, financial models, and data rooms that facilitate efficient capital formation.

Roadshow Execution Coordinating PIPE marketing efforts across New York, Greenwich, London, Singapore, and Hong Kong to build a diversified investor syndicate.

Pricing and Allocation Advising on PIPE pricing relative to trust value and market conditions, with allocation strategies designed to build a stable long-term shareholder base.